Operations Risk and Regulatory Control Group (ORRC) is a global team committed to ensure that adequate controls are in place to mitigate operational risk across Operations and to protect the firm from such risks.
With the increasing demand over regulatory risk and internal controls, a challenging opportunity has come up to support, monitor and manage the operational risk programs for Asia Operations.
- Responsible for the Operations Risk Oversight/ Risk Management/ Risk Reporting for Asia including Japan
- Provide support and manage risk incidents, KRIs, open issues/ actions and overall support for risk reporting for Asia Operations.
- Risk Monitoring and Oversight include:
o Asia Operational Risk Incident Monitoring and Monthly Reporting
o Asia/ UK Senior Managers Regime Operational Risk Incident Monitoring and Monthly Reporting
o HK Managers In Charge Regime Operational Risk Incident Monitoring and Monthly Reporting
o Regulatory Rule change update
o Regulatory inspection update
o Regulatory Reporting Metrics Summary
- Support the Regional Leads to manage and liaise with regional stakeholders to ensure smooth rollout and implementation. Examples of Risk Agendas:
o Checklist Quality Assurance and Automation program
o High Impact Functions Review
o Asia Outsourcing Inventory and Customer Supervision and Governance
o Asia Client Asset Protection Governance
o Asia Regulatory Reporting Governance
QUALIFICATIONS
- With over 5 years of relevant experience in Operational risk management in financial industry
- Solid experience in Operational Risk management. Experience in regulatory risk reporting or client asset segregation is a plus.
- Good understanding of Asia regulatory environment/ banking/ financial regulations
- Proactive, Independent, self-motivated. Work independently on risk initiatives.
- Good communication/ presentation/ interpersonal skills. Interact effectively with global teams and with others departments in the region.
- Attention to details.
- Good analytical skills.
- Good project management and execution skills - Ability to execute under tight timelines and with high quality
- Strong writing skills, with experience in writing operational desktop procedures
- Proficient in MS Office (Word, Excel, PPT)
- Fluency in English is required.
Now submit your application online and subscribe to email or follow us on twitter to get similar jobs in the future.
Posts
