This opportunity includes leading the Global RRQA Group and reports into the Global Head of Finance Risk. The team has a presence in New York, Glasgow and Mumbai. The candidate should have strong management skills and a proven record of managing a large agenda/providing strategic direction across multiple disciplines, including the associated senior management and governance reporting for the entire function. In addition, the candidate must have subject matter expertise in the areas of process and control design and assessment/testing, the various Banking, Financial Holding Company and Basel regulations.
- Day to day oversight and management of the global team and RRQA agenda which includes providing guidance and technical input on independent process validations being performed
- Interface with key/senior stakeholders, governing bodies and business partners to discuss the status of the validation work, results of test work, and quarterly reporting
- Participate in internal and regulatory exams and lead responses to requests and findings
- Partner with fellow validation teams such as the SOX Testing Team, Model Risk Management and Risk Process Validation teams to drive and support a unified validation program
- Continually monitor Internal Audit and regulatory expectations and changes to reassess and enhance the Independent Process Validation framework
QUALIFICATIONS
- At least 10 to 15 years of financial services experience
- Experience with core banking, investment and trading products, and regulations
- Strong technical understanding of the financial services regulatory environment, with a focus on Basel and CCAR/DFAST principles and Capital, Credit, Liquidity, Market and Operational Risk
- Excellent risk, process and control validation and/or assessment skills - a prior role within consulting, compliance or internal audit covering regulatory/risk processes is desirable
- Strong communication, analytic, risk management, and program management skills
- An undergraduate degree (BS or equivalent) required
- Professional qualifications such as a CPA would be advantageous
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