• Provide oversight for the AML compliance program across the Global CB businesses
• Provide AML-related advice to the Global CB businesses, ensuring AML standards are understood and implemented appropriately
• Provide subject matter expertise to the CB businesses in designing, building, and implementing comprehensive enhancements to their AML compliance programs
• Develop policy, procedures, and guidelines, and provide support to the business units in operationalizing AML-related activities
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• Chair governance committees for the CB AML program
• Lead team of CB AML Compliance advisory professionals
• Liaise with other compliance, risk, legal, and AML teams to provide a common AML voice for Global CB
• Liaise with regulators and internal audit staff for AML matters; provide support for AML-related regulatory examinations, audit and reviews, document production, and issue responses related to the CB business on a global scale
• Maintain understanding of developments in CB products and services, including emerging issues in wealth management businesses, to identify AML opportunities; design and implement appropriate solutions; and leverage aspects of organization-wide compliance programs
• Understand and monitor the legal and regulatory environment to provide up-to-date knowledge and expertise on the legal and regulatory environment relevant to AML compliance and the Global CB businesses
Qualifications
• 10+ years of experience in compliance, legal or other control-related functions in the financial services industry;
• Significant knowledge of and expertise in AML regulations, risks and typologies globally, including those specific to commercial banking products ;
• Experience in the design and implementation of AML programs;
• Proven experience with internal control functions and regulators;
• Ability to lead and influence people across cultures at a senior level using sound judgment, successful execution of strategies, and with an understanding of how to operate effectively across diverse businesses;
• Ability to lead a geographically dispersed team of AML subject matter experts;
• Candidates must work collaboratively and creatively with the businesses they support, in a matrix environment, providing compliance guidance and administering the company’s Compliance policies/procedures in a timely manner;
• Excellent written and verbal communication and analytical skills;
• Bachelor’s Degree required, Advanced degree (JD, MBA) a plus.
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