Director Dodd-Frank Reg. Change Management BNP Paribas New York City

Job description
Primary responsibilities include working on regulatory initiatives (primarily Dodd-Frank implementation) providing Compliance/regulatory advice to front office and middle office, implementing new rules and regulations, drafting effective policies and procedures, and training.

Essential Duties And Responsibilities Include
Monitoring and analyzing regulatory developments stemming from Dodd-Frank.

Working with industry peers (through working groups or otherwise) and regulators to support and influence the development of proposed laws, rules, and regulations and interpretation of existing rules.
Participating in industry forums and updating the relevant groups on their progress and any upcoming changes that may affect BNPP.
Assessing impact of regulatory developments on BNP Paribas’ business lines, functions, and the Firm’s Compliance Program.
Developing and executing implementation plans, communication strategies, and training and outreach programs.
Drafting new or amending existing Compliance policies and/or procedures to accommodate changes in U.S. laws, rules, and regulations.
Providing regulatory guidance on rulemaking to Compliance advisors, Risk Assessment and Surveillance teams.

The Ideal Candidate Will Have
Strong knowledge of derivatives and other financial instruments.
Significant experience with SEC, FINRA, CFTC, NFA and other regulators and familiarity with rules relating to broker-dealers.
Candidate must have excellent communication skills including the ability to write and speak articulately and concisely.
Strong project management skills needed to coordinate large and complex projects.
The ability to work effectively both in a team environment and independently.
Experience working with sales and trading personnel and the ability to give well-considered and practical advice to sales, trading and senior management.

Education
JD or MBA a must with preference to business or finance majors.

Experience
10 to 15 years investment banking experience with a broker-dealer and/or related legal or regulatory experience.

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