Working directly with senior global Investment Bank technology and front office personnel on regulatory compliance strategy for the firm's global, multi-jurisdictional, cross asset class (equities, fixed income, futures, commodities, FX) client –facing electronic trading and market making initiatives
Building and maintaining strong client relationships with senior technology and business personnel
Advise business management and information technology on rules and regulations applicable to the cross-asset class electronic trading platforms
Interact with compliance peers on line-of-business specific compliance issues related to the development/rollout of systems and other electronic trading matters
Work directly with senior technology and business management to manage the development and maintenance of business and compliance policies and procedures related to relevant rules and regulations, system controls and testing
Strategizing post implementation review and testing of technology rollouts and enhancements
Identifying needs and delivering relevant training to technology and front-office personnel
Requirements
Bachelor degree required, MBA, law degree helpful
7+ years industry experience covering financial instruments; significant experience in managing compliance matters (e.g., rule implementions)
Must have experience supporting front office electronic trading in a front-office facing capacity
Extensive knowledge of financial industry rules and regulations; ability to engage directly with regulators on such matters
The ability to work within a team but operate under own initiative
Excellent written and interpersonal skills; solution driven; confident; highly motivated and proactive
Management experience a plus
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